John E. Good
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Good JR, who also goes by Jay Good Jr, Jay Good, was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1986. John had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2005 - June 6, 2007
INVESTORS CAPITAL CORP.
February 4, 2004 - June 16, 2005
EASTERN POINT ADVISORS INC.
April 5, 2001 - July 19, 2010
INVESTORS CAPITAL CORP.
July 10, 2000 - April 6, 2001
SII INVESTMENTS, INC.
March 29, 1999 - July 12, 2000
NBC CAPITAL MARKETS GROUP, INC.
October 16, 1998 - April 9, 1999
FIDELITY BROKERAGE SERVICES LLC
June 18, 1997 - September 28, 1998
NBC CAPITAL MARKETS GROUP, INC.
May 16, 1995 - June 17, 1997
MORGAN KEEGAN & COMPANY, LLC
February 23, 1990 - June 5, 1990
SPELMAN & CO., INC.
August 25, 1989 - March 20, 1990
PRUDENTIAL EQUITY GROUP, LLC
December 1, 1988 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
January 21, 1986 - December 12, 1988
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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