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JG

John Edward Good Jr

CRD# 1429908·Registered 1986 - 2007
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Edward Good JR, who also goes by Jay Good Jr, Jay Good, was a registered financial advisor. John was a previously registered financial advisor and started their career in finance 1986 - 2007. John had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jay Good Jr, Jay Good

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

INVESTORS CAPITAL CORP.·CRD# 30613
RIA
Memphis, TN
June 16, 2005 - June 6, 2007
EASTERN POINT ADVISORS INC.·CRD# 107123
RIA
Cordova, TN
February 4, 2004 - June 16, 2005
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Memphis, TN
April 5, 2001 - July 19, 2010
SII INVESTMENTS, INC.·CRD# 2225
BD
Appleton, WI
July 10, 2000 - April 6, 2001
NBC CAPITAL MARKETS GROUP, INC.·CRD# 18229
BD
Memphis, TN
March 29, 1999 - July 12, 2000
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
October 16, 1998 - April 9, 1999
NBC CAPITAL MARKETS GROUP, INC.·CRD# 18229
BD
Memphis, TN
June 18, 1997 - September 28, 1998
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
May 16, 1995 - June 17, 1997
SPELMAN & CO., INC.·CRD# 10232
BD
Phoenix, AZ
February 23, 1990 - June 5, 1990
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 25, 1989 - March 20, 1990
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
New York, NY
December 1, 1988 - August 25, 1989
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
January 21, 1986 - December 12, 1988

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Current Firm

IC
INVESTORS CAPITAL CORP.

INVESTORS CAPITAL ADVISORY | INVESTORS CAPITAL CORP.

CRD#: 30613 / SEC#: 801-62341, 8-45054
BD
Terminated by SEC on 01/17/2017

Contact Information

Established

Massachusetts since 07/06/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

ICA PART 2A BROCHURE & APPENDIX 1 (10/5/2016)

Direct owners and executive officers

NamePositionCRD#
INVESTORS CAPITAL HOLDINGS, LLCOWNER—
BRETON, BERNARD ANDREBD CHIEF COMPLIANCE OFFICER2030660
OLSON, GREGORY ALANSECRETARY2692482
SHELSON, MARK PAULTREASURER1819252
SMILEY, STANLEY ROBERTVICE PRESIDENT3004604

Disclosures

Regulatory Event

22

Arbitration

11

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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