David S. Heiss

ALPINE HILL ADVISORS LLC

Westport, CT 06880

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CRD#: 1429489

Professional summary

David Scott Heiss, who also goes by David S Heiss, is a registered financial advisor currently at ALPINE HILL ADVISORS LLC located in Westport, Connecticut.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. David has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 55, Series 7, Series 24 and Series 12 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David S Heiss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Heiss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2024 - Present

ALPINE HILL ADVISORS LLC

Office #1: 1 Turkey Hill Road South Suite 204, Westport, CT 06880

RIA

CRD#: 325412

Westport, CT

Past

December 8, 2020 - May 16, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Westport, CT

Past

July 30, 2020 - May 16, 2024

MORGAN STANLEY

CRD#: 149777

Westport, CT

Past

November 14, 2016 - April 12, 2017

ANOS CAPITAL, LLC

CRD#: 284714

NEW YORK, NY

Past

March 23, 2016 - October 26, 2016

CHATSWORTH SECURITIES LLC

CRD#: 40804

GREENWICH, CT

Past

November 8, 2013 - March 24, 2014

FBN SECURITIES, INC.

CRD#: 18315

NEW YORK, NY

Past

July 1, 2013 - August 2, 2013

CRT CAPITAL GROUP LLC

CRD#: 28830

STAMFORD, CT

Past

May 22, 1990 - January 3, 2013

WEEDEN & CO.L.P.

CRD#: 16835

GREENWICH, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPINE HILL ADVISORS LLC

CRD#: 325412 / SEC#: 801-127515

RIA

Registered Investment Advisory firm - (3/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/8/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/9/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/30/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/11/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/19/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 12

Date: 9/29/1999

NYSE Branch Manager Examination

Current Firm

ALPINE HILL ADVISORS LLC

CRD#: 325412 / SEC#: 801-127515

RIA

Registered Investment Advisory firm - (3/24/2023 Approved)

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Contact information

Main Address

1 Turkey Hill Road South Suite 204, Westport, CT 06880

Mailing Address

Phone number

(203) 429-0406

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALPINE HILL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/21/2025)

Regulatory assets under management

Total Number of Accounts	155
AUM (Assets Under Management)	$ 115,275,174

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
09/27/2024	Cover Page	Report
12/12/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David S. Heiss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Heiss's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

ANOS CAPITAL, LLC

CHATSWORTH SECURITIES LLC

FBN SECURITIES, INC.

CRT CAPITAL GROUP LLC

WEEDEN & CO.L.P.

Primary Firm SEC Registration

ALPINE HILL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/8/2020

Series 63

Date: 7/9/2013

Series 7TO

Date: 7/30/2020

SIE

Date: 4/12/2017

Series 55

Date: 6/11/2005

Series 7

Date: 5/19/1990

Series 24

Date: 3/17/2004

Series 12

Date: 9/29/1999

Current Firm

ALPINE HILL ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPINE HILL ADVISORS LLC

TRUST BUT VERIFY

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