Stephen J. Killeen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen James Killeen was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1985. Stephen had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2003 - May 1, 2018
MCNAMEE LAWRENCE SECURITIES, LLC
February 9, 2001 - October 8, 2002
WINSLOW, EVANS & CROCKER, INC.
July 14, 1997 - January 15, 1999
FIDELITY DISTRIBUTORS CORPORATION
February 7, 1997 - January 15, 1999
FIDELITY BROKERAGE SERVICES LLC
July 15, 1991 - January 20, 1997
PERSHING LLC
July 12, 1988 - January 20, 1990
NATIONAL FINANCIAL SERVICES LLC
July 11, 1986 - July 6, 1988
FIDELITY BROKERAGE SERVICES LLC
December 5, 1985 - July 11, 1986
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/10/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MCNAMEE LAWRENCE SECURITIES, LLC
CRD#: 46941 / SEC#: , 8-51599
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNAMEE, LAWRENCE & COMPANY LLC | SOLE MEMBER | |
| MCNAMEE, GILES WEBB | PRESIDENT / FINOP / CHIEF COMPLIANCE OFFICER | 710349 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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