John Dodd Harding | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Dodd Harding was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1986. John had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 8, 2020 - December 31, 2025

TLG ADVISORS, INC.

RIA

CRD#: 111052

Lancaster, PA

Past

July 8, 2020 - December 31, 2025

THE LEADERS GROUP, INC.

BD

CRD#: 37157

SUMMIT, NJ

Past

August 15, 2007 - February 28, 2020

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

LANCASTER, PA

Past

April 7, 2006 - February 28, 2020

VALMARK SECURITIES, INC.

BD

CRD#: 31243

LANCASTER, PA

Past

May 13, 2005 - April 10, 2006

ALLSTATE FINANCIAL SERVICES, LLC

BD

CRD#: 18272

WARMINSTER, PA

Past

February 20, 2002 - May 17, 2005

WOODBURY FINANCIAL SERVICES, INC.

BD

CRD#: 421

OAKDALE, MN

Past

January 18, 2002 - January 8, 2004

HIMCO DISTRIBUTION SERVICES COMPANY

BD

CRD#: 6604

HARTFORD, CT

Past

November 2, 2000 - November 15, 2001

1717 CAPITAL MANAGEMENT COMPANY

BD

CRD#: 4082

NEWARK, DE

Past

August 21, 2000 - October 18, 2000

CPI CAPITAL

BD

CRD#: 44575

VOORHEES, NJ

Past

September 26, 1986 - December 14, 1987

CONTINENTAL EQUITIES CORPORATION OF AMERICA

BD

CRD#: 16383

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TA

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 7/27/2007

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 9/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/18/2000

General Securities Representative Examination

Current Firm

TA

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John D. Harding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

1717 CAPITAL MANAGEMENT COMPANY

CPI CAPITAL

CONTINENTAL EQUITIES CORPORATION OF AMERICA

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2007

Series 63

Date: 9/19/2000

SIE

Date: 10/1/2018

Series 7

Date: 8/18/2000

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

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