Anthony L. Guzzetta
Professional summary
Anthony Lawrence Guzzetta, who also goes by Anthony L. Guzzetta, Tony Guzzetta, is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Davie, Florida.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1999. Anthony has worked at 7 firms and has passed the Series 63, Series 62, Series 82TO, Series 22TO, Series 6TO, Series 42, Series 72, Series 52TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Lawrence Guzzetta's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2018 - Present
GLOBAL ATLANTIC DISTRIBUTORS, LLC
April 19, 2017 - February 1, 2018
INLAND SECURITIES CORPORATION
March 31, 2016 - April 10, 2017
S2K FINANCIAL LLC
September 21, 2012 - December 8, 2015
REALTY CAPITAL SECURITIES, LLC
January 13, 2011 - September 4, 2012
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
February 25, 2009 - September 20, 2010
GUARDIAN INVESTOR SERVICES LLC
November 19, 1999 - February 18, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 8, 1999 - October 11, 1999
TRADESTATION SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2018)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 42
Date: 1/2/2023
Registered Options Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GLOBAL ATLANTIC DISTRIBUTORS, LLC
CRD#: 8326 / SEC#: , 8-25027
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL ATLANTIC (FIN) COMPANY | OWNER | |
| BICKLER, JASON ALEXANDER | PRESIDENT AND MANAGER | 4164884 |
| MOORCROFT, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER | 4258952 |
| NELSON, PAULA GENEVIEVE | MANAGER, HEAD OF DISTRIBUTION | 2015528 |
| PAULOUSKY, MICHAEL RYAN | TREASURER | 7339297 |
| RAMOS, SAMUEL | GENERAL COUNSEL AND SECRETARY | 6722343 |
| RIP, OLGA | FINOP AND CHIEF FINANCIAL OFFICER | 5440553 |
| RUTHERFORD, KELLY JUNE | SENIOR VICE-PRESIDENT | 7282305 |
| SIEGEL, DEAN CYRUS | VICE PRESIDENT | 3224832 |
| TODD, ERIC DAVID | MANAGER | 2175308 |
| WEISS, DAVID LEE | SENIOR VICE PRESIDENT | 2345057 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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