Stephen A. Kelbick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Allen Kelbick was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1985. Stephen had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2017 - December 13, 2021
H&K WEALTH MANAGEMENT, LLC
August 23, 2013 - September 7, 2017
WELLS FARGO CLEARING SERVICES, LLC
August 23, 2013 - September 7, 2017
WELLS FARGO CLEARING SERVICES, LLC
June 28, 2010 - September 4, 2013
MORGAN STANLEY
June 1, 2009 - September 4, 2013
MORGAN STANLEY
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 20, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
November 20, 1985 - February 25, 1991
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
H&K WEALTH MANAGEMENT, LLC
CRD#: 165206 / SEC#:
Contact information
Red Flags
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