Jeffery P. Chilman
Professional summary
Jeffery Palmer Chilman, who also goes by Jeff Chilman, is a registered financial professional currently at OAK TREE SECURITIES, INC. located in Gilroy, California.
Jeffery is registered as a RR (Registered Representative) and started their career in finance in 1986. Jeffery has worked at 10 firms and has passed the Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffery Palmer Chilman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2019 - Present
OAK TREE SECURITIES, INC.
Office #1: 8070 Santa Theresa Blvd Suite 250, Gilroy, CA 95026September 26, 2014 - April 6, 2017
PRINCIPAL SECURITIES, INC.
March 6, 2012 - September 4, 2012
FINANCIAL WEST GROUP
October 29, 2007 - May 25, 2011
PRINCIPAL SECURITIES, INC.
August 29, 2007 - October 31, 2007
NYLIFE SECURITIES LLC
June 5, 1997 - July 3, 2007
SUNSET FINANCIAL SERVICES, INC.
September 7, 1994 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 7, 1994 - May 22, 1997
SIGNATOR INVESTORS, INC.
August 5, 1992 - June 24, 1994
PRUCO SECURITIES, LLC.
November 17, 1989 - July 21, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 17, 1989 - July 21, 1992
EQUITABLE ADVISORS, LLC
June 20, 1986 - December 5, 1989
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2019)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
OAK TREE SECURITIES, INC.
CRD#: 18126 / SEC#: 801-39201, 8-36138
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 3,689,200 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
OAK TREE SECURITIES, INC.
CRD#: 18126Gilroy, CA 95026TRUST BUT VERIFY
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