Thomas J. Donovan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Donovan SR. was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2012 - November 1, 2016
WFG ADVISORS, LP
June 20, 2012 - November 1, 2016
WFG INVESTMENTS, INC.
April 21, 2009 - December 5, 2011
COMMERCE STREET INVESTMENT MANAGEMENT
March 26, 2008 - June 1, 2012
COMMERCE STREET CAPITAL, LLC
November 8, 2002 - October 8, 2007
CLOVER PARTNERS, L.P.
May 23, 2002 - December 12, 2002
CLOVER PARTNERS, L.P.
March 20, 1995 - July 21, 2000
CITIGROUP GLOBAL MARKETS INC.
November 19, 1985 - March 30, 1995
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
Contact information
Documents
Red Flags
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