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Walter William Durchhalter

CRD# 1428989·Registered 1985 - 2000
Previously Registered: Being a previously registered professional could mean that Walter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Walter William Durchhalter was a registered financial advisor. Walter was a previously registered financial professional and started their career in finance 1985 - 2000. Walter had worked at 8 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

MASON HILL & CO., INC.·CRD# 38308
BD
New York, NY
November 28, 1995 - September 14, 2000
STATE CAPITAL MARKETS CORPORATION·CRD# 13685
BD
New York, NY
February 16, 1994 - August 3, 1995
WESTFIELD FINANCIAL CORPORATION·CRD# 8143
BD
New York, NY
August 16, 1993 - September 23, 1993
A.S. GOLDMEN & CO., INC.·CRD# 23180
BD
Red Bank, NJ
July 15, 1992 - July 24, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
April 4, 1990 - August 14, 1992
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
March 4, 1988 - April 17, 1990
MOSELEY SECURITIES CORPORATION·CRD# 7908
BD
March 12, 1987 - March 9, 1988
ROONEY, PACE INC.·CRD# 6218
BD
November 19, 1985 - June 19, 1986

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Current Firm

MH
MASON HILL & CO., INC.

MASON HILL & CO., INC.

CRD#: 38308 / SEC#: 8-48178
BD
Cancelled by SEC on 06/13/2003

Contact Information

Established

Delaware since 03/15/1995

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
MASON HILL HOLDINGS, INC.SHAREHOLDER—
HAGAN, LEONARD ALLANFINOP2582328
KINSLEY, CHRISTOPHER JACOBPRESIDENT/CEO715670

Disclosures

Regulatory Event

1

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1985About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 1999

Series 7 — General Securities Representative Examination

Passed Nov 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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