Walter W. Durchhalter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter William Durchhalter was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1985. Walter had worked at 8 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 1995 - September 14, 2000
MASON HILL & CO., INC.
February 16, 1994 - August 3, 1995
STATE CAPITAL MARKETS CORPORATION
August 16, 1993 - September 23, 1993
WESTFIELD FINANCIAL CORPORATION
July 15, 1992 - July 24, 1993
A.S. GOLDMEN & CO., INC.
April 4, 1990 - August 14, 1992
LEHMAN BROTHERS INC.
March 4, 1988 - April 17, 1990
GRUNTAL & CO., L.L.C.
March 12, 1987 - March 9, 1988
MOSELEY SECURITIES CORPORATION
November 19, 1985 - June 19, 1986
ROONEY, PACE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/28/1999
Limited Representative-Equity Trader ExamCurrent Firm
MASON HILL & CO., INC.
CRD#: 38308 / SEC#: , 8-48178
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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