Michael J. Trimble
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Trimble, who also goes by Mike Trimble, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2002 - December 7, 2018
INTERNATIONAL FINANCIAL PLANNING, LLC
March 10, 1999 - April 1, 2002
CADARET, GRANT & CO., INC.
January 13, 1994 - March 17, 1999
FFP SECURITIES, INC.
May 11, 1989 - January 5, 1994
GUARDIAN INVESTOR SERVICES LLC
July 6, 1987 - May 16, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 31, 1985 - July 15, 1987
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERNATIONAL FINANCIAL PLANNING, LLC
CRD#: 118941 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
