Joseph P. Zeronian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Paul Zeronian, who also goes by Joseph P Zeronian, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1988. Joseph had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2004 - June 25, 2012
PRAGER & CO., LLC
September 20, 1999 - July 18, 2000
PIPER SANDLER & CO.
April 6, 1999 - September 30, 1999
NUVEEN SECURITIES, LLC
May 18, 1993 - September 28, 1998
THE SEIDLER COMPANIES INCORPORATED
August 23, 1988 - April 2, 1993
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PRAGER & CO., LLC
CRD#: 21567 / SEC#: , 8-39048
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
