Kenneth J. Savio
Professional summary
Kenneth Joseph Savio, who also goes by Kenneth Savio, is a registered financial professional currently at IDB CAPITAL CORP. located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1986. Kenneth has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 9, Series 4, Series 10, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Joseph Savio's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2022 - Present
IDB CAPITAL CORP.
Office #1: 1114 Avenue Of The Americas, New York, NY 10036March 8, 2017 - January 3, 2022
OLIVETREE FINANCIAL, LLC
May 16, 2011 - April 15, 2015
MACQUARIE CAPITAL (USA) INC.
September 23, 2009 - March 23, 2011
CANTOR FITZGERALD & CO.
July 27, 2009 - September 24, 2009
GUGGENHEIM SECURITIES, LLC
August 4, 2008 - July 20, 2009
BTIG, LLC
May 20, 1986 - June 18, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/20/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 9/23/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
IDB CAPITAL CORP.
CRD#: 106032 / SEC#: , 8-53000
Contact information
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ISRAEL DISCOUNT BANK OF NEW YORK | SOLE SHAREHOLDER | |
| CASE, LESLIE KATHRYN | SECRETARY | 6058280 |
| CLANCY, PATRICIA ANNE | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 2753700 |
| FRAHER, NANCY ANN | DIRECTOR | 6132794 |
| GRANT, EDMOND F | DIRECTOR | 4058518 |
| KIM, EDWARD SANG | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6702617 |
| ROBERTS, DANIEL G | DIRECTOR | 6986015 |
| SAVIO, KENNETH JOSEPH | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 1428851 |
| SAVIO, KENNETH JOSEPH | INTERIM CHAIRMAN OF THE BOARD | 1428851 |
| TREBLE, TIMOTHY | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 1699773 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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