John R. Yano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Randolph Yano, who also goes by John Randolph Yand, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2017 - December 31, 2020
PETSO FINANCIAL CONSULTANTS LLC
January 4, 2016 - December 31, 2019
MUTUAL SECURITIES, INC.
November 12, 2002 - December 31, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 7, 1986 - November 20, 2002
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PETSO FINANCIAL CONSULTANTS LLC
CRD#: 282032 / SEC#: 801-106898
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,863 |
| AUM (Assets Under Management) | $ 1,192,508,634 |
Red Flags
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