Albert Joseph Pignatello Jr
Professional Summary
Albert Joseph Pignatello JR, who also goes by Al Pignatello, Albert Joseph Jr Pignatello, is a registered financial advisor currently at ALLSTATE FINANCIAL SERVICES, LLC located in Kent, Connecticut. Albert is registered as a RR (Registered Representative) and started their career in finance in 1985. Albert has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Al Pignatello, Albert Joseph Jr Pignatello
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FISCAL WISDOM WEALTH MANAGEMENT LLC
Videos & Posts
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Contact Information
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FISCAL WISDOM WEALTH MANAGEMENT LLC
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Disclosures on record.
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FISCAL WISDOM WEALTH MANAGEMENT LLC
Years of Experience
41 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES
Contact Information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508-1380Mailing Address
Po Box 83271, Lincoln, NE 68501-3271Phone Number
(877) 232-2142Established
Delaware since 11/01/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | — |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE, FINOP | 6357880 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | INTERIM PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
Disclosures
Regulatory Event
4Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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FISCAL WISDOM WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
(3/20/2001)
(5/1/2019)
(4/7/2010)
(6/15/2020)
(10/25/2022)
(2/15/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1985About the Series 6 examSRO Registrations
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FISCAL WISDOM WEALTH MANAGEMENT LLC
CRS (Client Relationship Summary) - BD
Click below to view Albert Joseph Pignatello JR's CRS (Customer Relationship Summary).
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FISCAL WISDOM WEALTH MANAGEMENT LLC