Elizabeth A. Reilly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Ann Reilly was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1990. Elizabeth had worked at 2 firms and has passed the Series 63, Series 7TO, Series 6TO, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 24, Series 26 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 1991 - November 5, 2001
EXECUTIVE INVESTORS CORPORATION
June 20, 1990 - October 19, 2020
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/11/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/11/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 52TO
Date: 3/11/2024
Municipal Securities Representative ExaminationSeries 99TO
Date: 3/11/2024
Operations Professional ExaminationCurrent Firm
EXECUTIVE INVESTORS CORPORATION
CRD#: 3702 / SEC#: , 8-14133
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST INVESTORS CONSOLIDATED CORPORATION | SHAREHOLDER | |
| HEAD, GLEN OAKES | CHAIRMAN AND DIRECTOR | 240921 |
| HEAD, KATHRYN SUE | VICE PRESIDENT AND DIRECTOR | 1181913 |
| HECKER, MARVIN MACLYN | PRESIDENT | 241351 |
| LIPKUS, WILLIAM MICHAEL | CHIEF FINANCIAL OFFICER AND TREASURER | 2944274 |
| REILLY, ELIZABETH ANN | VICE PRESIDENT | 1428527 |
Disclosures
| Arbitration | 1 |
Red Flags
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