Rhonda F. Ladd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhonda Fleming Ladd, who also goes by Rhonda Kimberly Murphyfleming, was a registered financial professional .
Rhonda is a previously registered financial professional and started their career in finance in 1985. Rhonda had worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 1997 - March 24, 1998
TASIN & COMPANY, INC.
February 10, 1997 - November 17, 1997
SAN CLEMENTE SECURITIES, INC.
September 15, 1994 - February 12, 1997
ANDREW GARRETT INC.
May 7, 1991 - November 12, 1993
MONY SECURITIES CORPORATION
May 17, 1990 - October 2, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 27, 1989 - March 20, 1990
A. G. EDWARDS & SONS, INC.
December 17, 1985 - October 20, 1989
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TASIN & COMPANY, INC.
CRD#: 30709 / SEC#: , 8-45103
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 15 |
Red Flags
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