Joseph F. Kaim

MAGGI INVESTMENT SERVICES

OLDMAR, FL 34677

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CRD#: 1428247

Professional summary

Joseph Frederick Kaim is a registered financial advisor currently at MAGGI INVESTMENT SERVICES, LLC located in Oldmar, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CBS; NON-INVESTMENT RELATED; ST. PETERSBURG, FL; SALES MANAGER-ADVERTISING; START 10/2017. Flo Farms, LLC; Non-Investment related; Riverview, FL; Vice President; Hemp product manufacturing and distribution; Started 08/2021; 3 hours, 0 during trading. Maggi Tax Advisory Group, Inc.; Investment related; Oldsmar, FL; Insurance Agent; started 02/2019; 0 hours during trading and 0 hours total.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Frederick Kaim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2019 - Present

MAGGI INVESTMENT SERVICES, LLC

Office #1: 3895 Tampa Road, Oldmar, FL 34677

RIA

CRD#: 156856

OLDMAR, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2018

Uniform Investment Adviser Law Examination

Current Firm

MAGGI INVESTMENT SERVICES, LLC

FEDERAL EDUCATORS | MAGGI TAX ADVISORY GROUP, INC. | MAGGI TAX ADVISORY & FINANCIAL GROUP | MAGGI INVESTMENT SERVICES, LLC

CRD#: 156856 / SEC#:

Florida

Registered Investment Advisory firm - (4/19/2011 Approved)

Texas

Registered Investment Advisory firm - (6/21/2013 Conditional Restricted)

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Contact information

Main Address

3895 Tampa Road, Oldmar, FL 34677

Mailing Address

Phone number

(727) 799-1701

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 3,020,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph F. Kaim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Frederick Kaim's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAGGI INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2018

Current Firm

MAGGI INVESTMENT SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MAGGI INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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