Stephen J. Buell
Professional summary
Stephen Joseph Buell, who also goes by Stephen J Buell, is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1995. Stephen has worked at 8 firms and has passed the Series 63, SIE, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Joseph Buell's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2025 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall St. 59th Floor, New York, NY 10005August 13, 2015 - September 16, 2024
TRUIST SECURITIES, INC.
March 26, 2012 - September 26, 2012
CANACCORD GENUITY SECURITIES LLC
May 6, 2010 - July 31, 2015
CANACCORD GENUITY LLC
June 2, 2008 - May 18, 2010
PIPER SANDLER & CO.
August 8, 2006 - June 9, 2008
THOMAS WEISEL PARTNERS LLC
June 27, 2001 - June 23, 2006
PRUDENTIAL EQUITY GROUP, LLC
July 6, 1995 - January 25, 2001
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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