Thomas J. Bash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Bash was a registered financial advisor .
Thomas is a previously registered financial advisor and started their career in finance in 1991. Thomas had worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2010 - December 31, 2013
BASH FINANCIAL SERVICES, LLC
January 15, 2009 - June 30, 2010
FAS WEALTH PARTNERS, INC.
December 16, 2008 - November 30, 2009
FAS CORP.
July 9, 1991 - October 8, 2008
MERITAGE PORTFOLIO MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BASH FINANCIAL SERVICES, LLC
CRD#: 153326 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
