Christopher J. Grant

GRANT KOEHLER & LEVIN LTD.

MEQUON, WI

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CRD#: 1428008

Professional summary

Christopher John Grant is a registered financial advisor currently at GRANT KOEHLER & LEVIN LTD. located in Mequon, Wisconsin.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Christopher has worked at 5 firms and has passed the Series 63, Series 7, Series 3 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Grant's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2003 - Present

GRANT KOEHLER & LEVIN LTD.

RIA

CRD#: 125531

MEQUON, WI

Past

March 10, 2003 - September 17, 2014

POLAR INVESTMENT COUNSEL, INC.

CRD#: 42847

MEQUON, WI

Past

May 1, 1998 - October 27, 2003

NACKERS & ASSOCIATES, INC.

RIA

CRD#: 106815

BROOKFIELD, WI

Past

September 21, 1992 - June 30, 2003

INVESTMENT DESIGNERS, INC.

CRD#: 19527

BROOKFIELD, WI

Past

November 20, 1985 - May 8, 1987

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRANT KOEHLER & LEVIN LTD.

CRD#: 125531 / SEC#: 801-61856

RIA

Registered Investment Advisory firm - (3/18/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(10/24/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/5/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1992

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 2/24/1986

National Commodity Futures Examination

Principal/Supervisory Exam

Series 4

Date: 10/6/1997

Registered Options Principal Examination

Current Firm

GRANT KOEHLER & LEVIN LTD.

CRD#: 125531 / SEC#: 801-61856

RIA

Registered Investment Advisory firm - (3/18/2003 Approved)

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Contact information

Main Address

Mequon, WI

Mailing Address

Phone number

(262) 242-3770

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GKL FORM ADV PART 2A MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	204
AUM (Assets Under Management)	$ 258,286,888

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Christopher J. Grant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Grant's CRS (Customer Relationship Summary).

Certified licenses

Experience

POLAR INVESTMENT COUNSEL, INC.

NACKERS & ASSOCIATES, INC.

INVESTMENT DESIGNERS, INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

GRANT KOEHLER & LEVIN LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/5/1992

Series 7

Date: 9/17/1992

Series 3

Date: 2/24/1986

Series 4

Date: 10/6/1997

Current Firm

GRANT KOEHLER & LEVIN LTD.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRANT KOEHLER & LEVIN LTD.

TRUST BUT VERIFY

Contact information

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