Linda Mertz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Mertz, who also goes by Linda Fraaza, Linda Mertz Scrivner, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1990. Linda had worked at 2 firms and has passed the Series 63, Series 79, Series 82, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2009 - February 3, 2014
MERTZ ASSOCIATES, INC
July 3, 1990 - January 31, 2001
MERTZ MERGERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 12/23/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
MERTZ ASSOCIATES, INC
CRD#: 148668 / SEC#: , 8-68049
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MERTZ-SCRIVNER REVOCABLE TRUST | SHAREHOLDER | |
| MERTZ, LINDA | PRESIDENT, TREASURER, CCO, FINOP, EXECUTIVE REPRESENTATIVE | 1427985 |
Red Flags
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