Tracy A. Mcclurg
Professional summary
Tracy Anne Mcclurg, who also goes by Tracy Anne Stout, is a registered financial professional currently at MCCLURG CAPITAL CORPORATION located in San Rafael, California.
Tracy is registered as a RR (Registered Representative) and started their career in finance in 1990. Tracy has worked at 2 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tracy Anne Mcclurg's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 1987 - Present
MCCLURG CAPITAL CORPORATION
Office #1: 950 Northgate Drive Suite 301, San Rafael, CA 94903Office #2: 950 Northgate Drive-suite 301, San Rafael, CA 94903November 9, 1990 - September 15, 1994
GALLEGOS INSTITUTIONAL INVESTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/1987)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MCCLURG CAPITAL CORPORATION
CRD#: 16798 / SEC#: , 8-34473
Contact information
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 117 |
| AUM (Assets Under Management) | $ 83,283,986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MCCLURG CAPITAL CORPORATION
CRD#: 16798San Rafael, CA 94903TRUST BUT VERIFY
Monitor Tracy Mcclurg
Get automatic monthly alerts on:
