Jeffrey C. Leighton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey C Leighton, who also goes by Jeffrey Curt Leighton, Jeffrey Curtis Leighton, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1985. Jeffrey had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 3 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2019 - July 28, 2023
EATON VANCE MANAGEMENT
May 8, 2018 - May 1, 2020
EATON VANCE DISTRIBUTORS, INC.
December 1, 2005 - September 14, 2006
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
April 7, 2003 - January 5, 2005
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC
March 26, 2003 - January 5, 2005
NICHOLAS-APPLEGATE SECURITIES LLC
April 19, 1993 - April 9, 2002
NICHOLAS-APPLEGATE SECURITIES LLC
February 5, 1988 - November 9, 1990
PRUDENTIAL EQUITY GROUP, LLC
December 17, 1985 - February 23, 1988
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,053 |
| AUM (Assets Under Management) | $ 84,879,368,900 |
Red Flags
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