Conner F. Wagstaff
Professional summary
Conner Fred Wagstaff III, who also goes by Conner Fred Wagstaff III, Conner Wagstaff, Fred Wagstaff, is a registered financial professional currently at MARRIOTT SECURITIES, LLC located in Richmond, Virginia and STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC located in Portland, Oregon.
Conner is registered as a RR (Registered Representative) and started their career in finance in 1990. Conner has worked at 21 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Conner Fred Wagstaff III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2022 - Present
MARRIOTT SECURITIES, LLC
Office #1: Three James Center 1051 East Cary Street Suite 1125, Richmond, VA, 23219June 2, 2022 - Present
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
Office #1: 15495 Sw Sequoia Parkway Suite 150, Portland, OR 97224October 3, 2023 - Present
PINE DISTRIBUTORS LLC
Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246November 17, 2023 - Present
ENVESTNET SECURITIES, INC.
Office #1: 1000 Chesterbrook Blvd Suite 250, Berwyn, PA 19312November 27, 2024 - Present
NETCAPITAL SECURITIES INC.
Office #1: 1 Lincoln Street, Boston, MA 02111July 9, 2025 - Present
AMS BROKERAGE SERVICES LLC
Office #1: 1700 City Farm Drive Suite B, Baton Rouge, LA 70806August 27, 2025 - Present
INVESTIFI SECURITIES LLC
Office #1: 136 4th Street North Suite 201, St Petersburg, FL 33701November 10, 2025 - Present
ALPHA TRADING L.P.
Office #1: 10 Abba Even Boulevard, Herzliya Pituach 4672528July 1, 2024 - July 18, 2024
GLOBACAP PRIVATE MARKETS INC.
January 26, 2024 - August 12, 2024
PRAXESS SECURITIES, LLC
January 25, 2024 - March 24, 2025
FN REALTY ADVISORS LLC
May 20, 2022 - July 29, 2022
CAMPBELL FINANCIAL SERVICES, LLC
July 6, 2017 - April 7, 2021
STONEX FINANCIAL INC.
January 15, 2015 - July 15, 2016
WRP INVESTMENTS, INC.
April 7, 2011 - July 12, 2011
NOLLENBERGER CAPITAL PARTNERS INC.
May 19, 2009 - September 4, 2018
INTL CUSTODY & CLEARING SOLUTIONS INC.
May 14, 2009 - February 21, 2012
CUSO PARTNERS, LLC
May 14, 2009 - December 31, 2021
STONEX SECURITIES INC.
November 22, 2002 - July 12, 2017
STERNE, AGEE & LEACH, INC.
June 15, 2002 - December 18, 2002
WELLS FARGO CLEARING SERVICES, LLC
September 4, 1990 - June 15, 2002
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2025)
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(8/27/2025)
(8/27/2025)
(8/27/2025)
(8/27/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ALPHA TRADING L.P.
CRD#: 289434 / SEC#: , 8-69996
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
ALPHA TRADING L.P.
CRD#: 289434Richmond, VA 23219TRUST BUT VERIFY
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