CW
Conner F. Wagstaff
MARRIOTT SECURITIES
Richmond, VA 23219
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CRD#: 1427591
CW
Professional summary
Conner Fred Wagstaff III, who also goes by Conner Fred Wagstaff III, Conner Wagstaff, Fred Wagstaff, is a registered financial professional currently at MARRIOTT SECURITIES, LLC located in Richmond, Virginia and STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC located in Portland, Oregon.
Conner is registered as a RR (Registered Representative) and started their career in finance in 1990. Conner has worked at 22 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Conner Fred Wagstaff Iii | Conner Wagstaff | Fred Wagstaff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Conner Fred Wagstaff III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2022 - Present
MARRIOTT SECURITIES, LLC
Office #1: Three James Center 1051 East Cary Street Suite 1125, Richmond, VA, 23219BD
CRD#: 149323
Richmond, VA
Current
June 2, 2022 - Present
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
Office #1: 15495 Sw Sequoia Parkway Suite 150, Portland, OR 97224BD
CRD#: 1254
Portland, OR
Current
October 3, 2023 - Present
PINE DISTRIBUTORS LLC
Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246BD
CRD#: 323408
Denver, CO
Current
November 17, 2023 - Present
ENVESTNET SECURITIES, INC.
Office #1: 1000 Chesterbrook Blvd Suite 250, Berwyn, PA 19312BD
CRD#: 325803
Berwyn, PA
Current
November 27, 2024 - Present
NETCAPITAL SECURITIES INC.
Office #1: 1 Lincoln Street, Boston, MA 02111BD
CRD#: 329071
BOSTON, MA
Current
July 9, 2025 - Present
AMS BROKERAGE SERVICES LLC
Office #1: 1700 City Farm Drive Suite B, Baton Rouge, LA 70806BD
CRD#: 335083
Baton Rouge, LA
Current
August 27, 2025 - Present
INVESTIFI SECURITIES LLC
Office #1: 136 4th Street North Suite 201, St Petersburg, FL 33701BD
CRD#: 289604
ST PETERSBURG, FL
Current
November 10, 2025 - Present
ALPHA TRADING L.P.
Office #1: 1 Yael Man St., Ramat Hasharon 4734501BD
CRD#: 289434
RAMAT HASHARON,
Current
January 5, 2026 - Present
TRUBEE WEALTH ADVISORS, INC.
Office #1: 600 Airborne Pkwy Suite #120 Fax # 716-849-0144, Buffalo, NY 14225RIA
BD
CRD#: 3618
Buffalo, NY
Past
July 1, 2024 - July 18, 2024
GLOBACAP PRIVATE MARKETS INC.
BD
CRD#: 328777
NEW YORK, NY
Past
January 26, 2024 - August 12, 2024
PRAXESS SECURITIES, LLC
BD
CRD#: 326036
NASHVILLE, TN
Past
January 25, 2024 - March 24, 2025
FN REALTY ADVISORS LLC
BD
CRD#: 325507
RED BANK, NJ
Past
May 20, 2022 - July 29, 2022
CAMPBELL FINANCIAL SERVICES, LLC
BD
CRD#: 42953
BALTIMORE, MD
Past
July 6, 2017 - April 7, 2021
STONEX FINANCIAL INC.
BD
CRD#: 45993
BIRMINGHAM, AL
Past
January 15, 2015 - July 15, 2016
WRP INVESTMENTS, INC.
BD
CRD#: 7365
YOUNGSTOWN, OH
Past
April 7, 2011 - July 12, 2011
NOLLENBERGER CAPITAL PARTNERS INC.
BD
CRD#: 119248
SAN FRANCISCO, CA
Past
May 19, 2009 - September 4, 2018
INTL CUSTODY & CLEARING SOLUTIONS INC.
BD
CRD#: 23952
BIRMINGHAM, AL
Past
May 14, 2009 - February 21, 2012
CUSO PARTNERS, LLC
BD
CRD#: 2406
BIRMINGHAM, AL
Past
May 14, 2009 - December 31, 2021
STONEX SECURITIES INC.
BD
CRD#: 18456
Birmingham, AL
Past
November 22, 2002 - July 12, 2017
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
Birmingham, AL
Past
June 15, 2002 - December 18, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
September 4, 1990 - June 15, 2002
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TRUBEE WEALTH ADVISORS, INC.
TRUBEE WEALTH ADVISORS, INC | TRUBEE, COLLINS & CO., INC. | TRUBEE, COLLINS & CO. | TRUBEE WEALTH ADVISORS, INC.
CRD#: 3618 / SEC#: 801-70259, 8-2142
RIA
Registered Investment Advisory firm - SEC (6/11/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/27/2025)
RR
District of Columbia(8/27/2025)
RR
Florida(8/27/2025)
RR
Louisiana(8/27/2025)
RR
Maryland(8/27/2025)
RR
Puerto Rico(8/27/2025)
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
TRUBEE WEALTH ADVISORS, INC.
TRUBEE WEALTH ADVISORS, INC | TRUBEE, COLLINS & CO., INC. | TRUBEE, COLLINS & CO. | TRUBEE WEALTH ADVISORS, INC.
CRD#: 3618 / SEC#: 801-70259, 8-2142
RIA
Registered Investment Advisory firm - SEC (6/11/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
600 Airborne Pkwy Suite #120 Suite #120, Buffalo, NY 14225
Mailing Address
600 Airborne Pkwy Suite #120, Buffalo, NY 14225
Phone number
(716) 849-1401
Established
New York since 01/01/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
17
SEC notice filing (12 States and Territories)
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PICTOR, WILLIAM ROBERT | VICE PRESIDENT | 858533 |
| SHINE, JOHN DAVID | PRESIDENT, BRANCH MANAGER, & CEO | 6416650 |
| TURK, THOMAS RICHARD | VICE PRESIDENT | 723048 |
| BOWEN, JEFFREY ALLAN | VICE PRESIDENT, SROP, CROP | 832583 |
| EMBLIDGE, ANNE JENNIFER | FINANCIAL ADVISOR | 6778677 |
| GELO, CHARLES ERNEST | VICE PRESIDENT | 2356060 |
| INGOLD, NICHOLAS ALEXANDER | VICE PRESIDENT | 5189327 |
| STEINWALD, HARRISON MICHAEL | FINANCIAL ADVISOR | 5978062 |
| VERBANIC, NICHOLAS | VICE PRESIDENT | 2229305 |
| REINARD-KOPSA, PATRICIA EDITH | CHIEF COMPLIANCE OFFICER | 2101387 |
| VOSSLER, THOMAS GERARD | VICE PRESIDENT | 1036328 |
| WAGSTAFF, CONNER FRED | FINOP | 1427591 |
Regulatory assets under management
| Total Number of Accounts | 1,265 |
| AUM (Assets Under Management) | $ 724,206,069 |
Disclosures
| Regulatory Event | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2026 | ||
| 01/28/2025 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUBEE WEALTH ADVISORS, INC.
CRD#: 3618Richmond, VA 23219TRUST BUT VERIFY
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