Norman A. Gurley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Andrew Gurley was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1986. Norman had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 1997 - November 10, 2000
MORLEY SECURITIES, INC.
August 8, 1995 - October 9, 1995
WELLS FARGO SECURITIES, LLC
July 6, 1994 - July 25, 1995
MORLEY SECURITIES, INC.
April 30, 1993 - December 13, 1993
GIRARD SECURITIES, INC.
May 26, 1989 - February 6, 1990
SPELMAN & CO., INC.
September 26, 1988 - April 7, 1989
FIRST NORTHERN SECURITIES, INC.
October 22, 1987 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
April 10, 1986 - November 17, 1987
LIBERTY CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORLEY SECURITIES, INC.
CRD#: 32033 / SEC#: , 8-45661
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GILL, BRYAN EVANS III | PRESIDENT/SECRETARY/TREASURER/FINOP | 809773 |
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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