Edward F. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Francis Morgan, who also goes by Edward Francis Morgan, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1986. Edward had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 1991 - May 15, 2013
MERIDIAN INVESTMENTS, INC.
February 12, 1988 - December 19, 1988
HAMBRECHT & QUIST LLC
October 13, 1987 - February 2, 1988
NORTH AMERICAN INVESTMENT CORP.
January 22, 1986 - November 2, 1987
MERIDIAN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERIDIAN INVESTMENTS, INC.
CRD#: 13225 / SEC#: , 8-29124
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
