Catherine Angela Maniscalco Avery
Professional Summary
Catherine Angela Maniscalco Avery, who also goes by Catherine Angela Avery, Catherine Maniscalco Avery, Catherine A Maniscalco, Catherine Angela Maniscalco, Cathy Maniscalco, is a registered financial advisor currently at CAIM LLC located in Longboat Key, Florida. Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Catherine has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Catherine Angela Avery, Catherine Maniscalco Avery, Catherine A Maniscalco, Catherine Angela Maniscalco, Cathy Maniscalco
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
CAIM LLC | CATHERINE AVERY INVESTMENT MANAGEMENT LLC
Contact Information
Main Address
595 Bay Isles Road Suite 210, Longboat Key, FL 34228Phone Number
(941) 388-7249# of Employees
4SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
754AUM (Assets Under Management)
$317,970,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CAIM LLC | CATHERINE AVERY INVESTMENT MANAGEMENT LLC
State Registrations and Notice Filings
(1/3/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Catherine Angela Maniscalco Avery's CRS (Customer Relationship Summary).
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