Edward B. Sheridan

LYNX CAPITAL

Moraga, CA 94556

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CRD#: 1427372

Professional summary

Edward Baisley Sheridan, who also goes by Ted Sheridan, is a registered financial professional currently at LYNX CAPITAL, LLC located in Moraga, California.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1986. Edward has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, Series 3, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ted Sheridan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Baisley Sheridan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2024 - Present

LYNX CAPITAL, LLC

Office #1: 55 Parson Brown Ct., Moraga, CA 94556

CRD#: 137178

Moraga, CA

Past

May 27, 2016 - March 26, 2019

NUVEEN SECURITIES, LLC

CRD#: 469

SAN FRANCISCO, CA

Past

May 31, 2012 - February 16, 2016

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

CRD#: 13594

SAN MATEO, CA

Past

December 3, 2004 - February 8, 2012

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

January 13, 1992 - October 3, 1994

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

NEW YORK, NY

Past

May 14, 1988 - April 23, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 24, 1986 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/2/2024)

Exams

State Security Law Exam

Series 63

Date: 4/19/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/19/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/1/2024

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/10/2020

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/2/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LYNX CAPITAL, LLC

GP GROUP, LLC | LYNX CAPITAL, LLC | LYNX CAPITAL

CRD#: 137178 / SEC#: , 8-67068

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

55 Parson Brown Ct., Moraga, CA 94556

Mailing Address

55 Parson Brown Ct., Moraga, CA 94556

Phone number

(925) 388-0462

Established

California since 10/21/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DEUTZ, THEODORE JOHN	PRESIDENT/CCO	2333618
MORGAN, WILLIAM ARTHUR	FINOP

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward B. Sheridan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Baisley Sheridan's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUVEEN SECURITIES, LLC

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

DELAWARE DISTRIBUTORS, L.P.

UBS ASSET MANAGEMENT (US) INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/19/2024

Series 65

Date: 3/19/1992

Series 7TO

Date: 10/1/2024

Series 3

Date: 3/10/2020

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2010

Series 6

Date: 12/2/2004

FINRA

Current Firm

LYNX CAPITAL, LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LYNX CAPITAL, LLC

TRUST BUT VERIFY

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