Robert B. Phillips
Professional summary
Robert Benbow Phillips, who also goes by Bob Phillips, is a registered financial professional currently at WEA INVESTMENT SERVICES, INC. located in Madison, Wisconsin.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 22 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Benbow Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2019 - Present
WEA INVESTMENT SERVICES, INC.
Office #1: 660 John Nolen Drive, Madison, WI 53713-3959Office #2: 660 John Nolen Drive, Madison, WI 53713Office #3: Mtea Building 5130 W. Vliet Street, Milwaukee, WI 53208October 20, 2018 - March 11, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 4, 2018 - October 20, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
February 26, 2014 - December 15, 2017
THE LEADERS GROUP, INC.
May 10, 2007 - February 24, 2014
KESTRA INVESTMENT SERVICES, LLC
June 1, 2005 - July 27, 2006
PRINCIPAL SECURITIES, INC.
October 6, 2003 - July 27, 2006
PRINCIPAL SECURITIES, INC.
September 21, 2001 - August 6, 2003
AMERITAS INVESTMENT COMPANY, LLC
February 16, 2000 - July 30, 2001
CAPITAL BROKERAGE CORPORATION
April 28, 1999 - December 23, 1999
NYLIFE DISTRIBUTORS LLC
September 28, 1998 - December 9, 1999
NYLIFE SECURITIES LLC
September 20, 1997 - August 18, 1998
SCHIELD SECURITIES LLC
April 28, 1995 - September 27, 1996
CALVERT INVESTMENT DISTRIBUTORS, INC.
November 2, 1994 - April 20, 1995
SUNPOINT SECURITIES, INC.
March 1, 1994 - November 1, 1994
INDEPENDENT FINANCIAL SECURITIES, INC.
January 27, 1994 - March 22, 1994
EASTBROKERS NORTH AMERICA, INC.
January 10, 1994 - January 19, 1994
THE ADVISORS GROUP, INC.
February 18, 1992 - January 1, 1994
EASTBROKERS NORTH AMERICA, INC.
December 20, 1990 - May 7, 1991
CENTRAL STATES SECURITIES, INC.
August 24, 1989 - July 23, 1990
METROPOLITAN LIFE INSURANCE COMPANY
August 24, 1989 - July 23, 1990
MSI FINANCIAL SERVICES, INC.
November 3, 1987 - October 30, 1987
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 4, 1987
LEGG MASON MASTEN INC.
May 30, 1986 - October 31, 1987
LEGG MASON WOOD WALKER, INCORPORATED
December 23, 1985 - June 2, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2025)
(3/14/2019)
Exams
FINRA
Current Firm
WEA INVESTMENT SERVICES, INC.
CRD#: 126907 / SEC#: , 8-65926
Contact information
FINRA licenses (14 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEA MEMBER BENEFIT TRUST | SHAREHOLDER | |
| BENDER, BOYD GRISWOLD | CCO | 3082505 |
| BENDER, BOYD GRISWOLD | PRESIDENT | 3082505 |
| BROWN, SUZANNE LEE | TRUSTEE/DIRECTOR | |
| DIGMAN, CAROLYN KAY | FINOP | 7125836 |
| LOR, MAIWA | TRUSTEE/DIRECTOR | 7786308 |
| MAHONEY, KATHLEEN TRUDEAU | TRUSTEE/DIRECTOR | 8120398 |
| MARTINEZ, JESSE ANDREW | TRUSTEE/DIRECTOR | 7977660 |
| OLSEN-WIRTZ, PEGGY LYNN | TRUSTEE/DIRECTOR | 7641439 |
| UGORETZ, NATHAN LAKE | TRUSTEE/DIRECTOR | 7641425 |
| WILCOX, THOMAS JON JR | TRUSTEE/DIRECTOR | 7977638 |
Red Flags
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