Andrew B. Melville
Professional summary
Andrew Benson Melville was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Andrew had worked at 7 firms, which includes ALLEN DOUGLAS SECURITIES INC., ITRADEDIRECT.COM CORP, CITIGROUP GLOBAL MARKETS INC., NOBLE CAPITAL MARKETS INC., A. G. EDWARDS & SONS INC., HALPERT AND COMPANY INC., TUCKER ANTHONY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 1998 - October 27, 1998
ALLEN DOUGLAS SECURITIES, INC.
June 9, 1997 - November 13, 1997
ITRADEDIRECT.COM CORP
February 24, 1996 - August 21, 1996
CITIGROUP GLOBAL MARKETS INC.
October 3, 1994 - February 10, 1996
NOBLE CAPITAL MARKETS, INC.
April 3, 1990 - September 9, 1994
A. G. EDWARDS & SONS, INC.
June 26, 1989 - April 12, 1990
HALPERT AND COMPANY, INC.
January 13, 1987 - May 31, 1989
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ALLEN DOUGLAS SECURITIES, INC.
CRD#: 42410 / SEC#: , 8-49831
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 5 |
Red Flags
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