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Andrew Benson Melville

CRD# 1427201·Registered 1987 - 1998
Barred: Andrew Benson Melville was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Andrew Benson Melville was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1987 - 1998. Andrew had worked at 7 firms and has passed the Series 63, Series 7 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

ALLEN DOUGLAS SECURITIES, INC.·CRD# 42410
BD
Winter Park, FL
January 27, 1998 - October 27, 1998
ITRADEDIRECT.COM CORP·CRD# 18281
BD
Boca Raton, FL
June 9, 1997 - November 13, 1997
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
February 24, 1996 - August 21, 1996
NOBLE CAPITAL MARKETS, INC.·CRD# 15768
BD
Boca Raton, FL
October 3, 1994 - February 10, 1996
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
April 3, 1990 - September 9, 1994
HALPERT AND COMPANY, INC.·CRD# 7094
BD
Millburn, NJ
June 26, 1989 - April 12, 1990
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
January 13, 1987 - May 31, 1989

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Current Firm

AD
ALLEN DOUGLAS SECURITIES, INC.

ALLEN DOUGLAS SECURITIES, INC.

CRD#: 42410 / SEC#: 8-49831
BD
Terminated by SEC on 01/03/2005

Contact Information

Established

Florida since 09/26/1996

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN TRADING & BROKERAGE, INC.SHAREHOLDER—
MATTHEWS, DAVID WALTON JRCOMPLIANCE OFFICER, SROP, CROP, ROP323097
PIZZUTI, STEPHEN DOUGLASPRESIDENT1461660
THOMES, MARK ALANCFO, FINOP, MUNI PRIN2157459

Disclosures

Regulatory Event

4

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 1994About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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