MH
Meredyth R. Hazzard
BHK INVESTMENT ADVISORS
Birmingham, AL 35209-8803
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CRD#: 1427196
MH
Professional summary
Meredyth Roberts Hazzard, who also goes by Meredyth Roberts Hazzard Jr, is a registered financial advisor currently at BHK INVESTMENT ADVISORS located in Birmingham, Alabama and BHK SECURITIES, LLC located in Birmingham, Alabama.
Meredyth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Meredyth has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 24, Series 27, Series 23, Series 53, Series 4, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Meredyth Roberts Hazzard Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Trustee for the Gary Kay Irrevocable life insurance trust. Non-Investment related, Start Date 12/22/2008, Time spent less than 1 hour/month outside of securities trading hours. 2. Parkinson's Association of Alabama, Birmingham AL, Non-Investment related, Nature of business: charitable organization, Board member since 2/15/18, 5 hours/month outside of securities trading hours, 1 hour/month during securities trading hours, Duties: Advise the foundation on various strategic and fund-raising matters. 3. Managing Member of Haphazzard Enterprises, Birmingham AL, Investment Related, Family Partnership, Currently Inactive, Start date 11/10/2006, Time Spent 1 hour/month during securities trading hours, Duties: none at present other than maintaining the LLC Structure.
CRS (Client Relationship Summary) - RIA
Click below to view Meredyth Roberts Hazzard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2006 - Present
BHK INVESTMENT ADVISORS
Office #1: 2200 Lakeshore Drive Suite 250, Birmingham, AL 35209-8803RIA
CRD#: 140515
Birmingham, AL
Current
November 7, 2007 - Present
BHK SECURITIES, LLC
Office #1: 2200 Lakeshore Drive Suite 250, Birmingham, AL 35209RIA
BD
CRD#: 139665
Birmingham, AL
Current
June 14, 2006 - Present
BHK SECURITIES, LLC
Office #1: 2200 Lakeshore Drive Suite 250, Birmingham, AL 35209RIA
BD
CRD#: 139665
Birmingham, AL
Past
February 2, 2000 - April 28, 2006
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
HOMEWOOD, AL
Past
October 25, 1999 - April 28, 2006
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HOMEWOOD, AL
Past
September 6, 1994 - October 29, 1999
THE ROBINSON-HUMPHREY COMPANY, LLC
BD
CRD#: 723
ATLANTA, GA
Past
July 31, 1993 - September 8, 1994
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
October 24, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
November 20, 1985 - November 13, 1991
THE ROBINSON-HUMPHREY COMPANY, LLC
BD
CRD#: 723
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BHK INVESTMENT ADVISORS
BHK INVESTMENT ADVISORS | BHK INVESTMENT ADVISORS, LLC
CRD#: 140515 / SEC#: 801-66669
RIA
Registered Investment Advisory firm - (5/17/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(5/17/2006)
RR
Alabama(6/22/2006)
RR
California(9/17/2015)
RR
Connecticut(11/30/2017)
RR
District of Columbia(7/14/2006)
RR
Florida(6/23/2006)
RR
Georgia(6/23/2006)
RR
Idaho(6/16/2006)
RR
Illinois(11/23/2011)
RR
Indiana(6/20/2025)
RR
Louisiana(10/25/2023)
IAR
Louisiana(10/27/2023)
RR
Maryland(7/11/2006)
RR
Massachusetts(12/26/2013)
RR
Michigan(7/19/2006)
RR
Mississippi(6/23/2006)
RR
New Jersey(4/28/2014)
RR
New Mexico(4/20/2011)
RR
New York(7/7/2006)
RR
North Carolina(6/27/2006)
RR
Oregon(1/3/2022)
RR
Pennsylvania(6/29/2006)
RR
Tennessee(7/19/2006)
IAR
Texas(8/8/2008)
RR
Texas(3/17/2014)
RR
Virginia(1/2/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BHK INVESTMENT ADVISORS
BHK INVESTMENT ADVISORS | BHK INVESTMENT ADVISORS, LLC
CRD#: 140515 / SEC#: 801-66669
RIA
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Contact information
Main Address
2200 Lakeshore Drive Suite 250, Birmingham, AL 35209-8803
Mailing Address
Phone number
(205) 322-2025
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 751 |
| AUM (Assets Under Management) | $ 755,759,558 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/31/2025 | ||
| 02/27/2024 | ||
| 02/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BHK INVESTMENT ADVISORS
CRD#: 140515Birmingham, AL 35209-8803TRUST BUT VERIFY
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Contact information
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