Keith H. Van Etten
Professional summary
Keith H Van Etten, CFP®, CIMA®, who also goes by Keith Heim Vanetten, is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Vero Beach, Florida and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Keith has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keith H Van Etten's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2019 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
March 12, 2019 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116May 8, 2017 - March 8, 2019
PINNACLE INVESTMENTS, LLC
March 20, 2017 - March 8, 2019
PINNACLE INVESTMENTS, LLC
July 1, 2013 - November 12, 2015
MOORS & CABOT, INC.
September 15, 2011 - March 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 15, 2010 - March 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 2010 - July 29, 2010
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
May 1, 2010 - July 29, 2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
May 4, 2005 - May 7, 2010
BOFA ADVISORS, LLC
July 1, 2003 - May 1, 2010
BOFA DISTRIBUTORS, INC.
March 1, 1995 - May 28, 2002
BOFA DISTRIBUTORS, INC.
February 2, 1990 - March 1, 1995
COLONIAL INVESTMENT SERVICES
November 25, 1985 - February 2, 1990
COLONIAL INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
CRD#: 105790 / SEC#: 801-8124
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
CRD#: 105790 / SEC#: 801-8124
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35,239 |
| AUM (Assets Under Management) | $ 202,193,176,436 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
