Charles D. Friday
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles D Friday, who also goes by Chuck Friday, Charles Dewey Friday, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1986. Charles had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2023 - September 19, 2023
FIRST DOMINION CAPITAL CORP.
March 24, 2021 - December 17, 2022
VALOR CONSULTING & DISTRIBUTION, LLC
November 12, 2020 - August 10, 2022
DISTRIBUTION SERVICES, LLC
June 7, 2010 - July 23, 2019
INVESCO ADVISERS, INC.
June 1, 2010 - July 23, 2019
INVESCO DISTRIBUTORS, INC.
April 28, 2004 - June 3, 2010
VAN KAMPEN ADVISORS INC
January 12, 1995 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
May 10, 1989 - December 6, 1989
ADVANTAGE CAPITAL CORPORATION
May 10, 1989 - January 12, 1995
AMERICAN CAPITAL MARKETING, INC.
December 14, 1987 - June 1, 1989
CONTINENTAL EQUITIES CORPORATION OF AMERICA
October 23, 1986 - September 29, 1987
TRANSAMERICA CAPITAL, LLC
January 21, 1986 - September 24, 1986
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST DOMINION CAPITAL CORP.
CRD#: 16330 / SEC#: , 8-33719
Contact information
FINRA licenses (18 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN PASCO III REVOCABLE TRUST DATED MAY 10, 2004 | OWNER | |
| PRICE, JOHN CLIFFORD | OWNER | 1707529 |
| ANCI, CHRISTOPHER FRANCIS | PRESIDENT, FINOP, PRINCIPAL | 2747555 |
| PASCO, JOHN III | TRUSTEE | 357414 |
| PORTWOOD, WILLIAM BOYCE | CHIEF COMPLIANCE OFFICER | 4853700 |
| VERMILLERA, SANDRA ZEMBACHS | VICE PRESIDENT, TREASURER, PRINCIPAL | 6376063 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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