Michael A. Sebald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Arthur Sebald, who also goes by Michael A Sebald, Mike Sebald, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2009 - August 18, 2023
LANDOLT SECURITIES, INC.
January 10, 2008 - December 12, 2008
EPLANNING ADVISORS INC
January 10, 2008 - December 12, 2008
EPLANNING SECURITIES, INC.
August 30, 2006 - December 31, 2007
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
July 13, 2004 - July 13, 2004
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
July 24, 2000 - December 31, 2007
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
August 11, 1995 - July 24, 2000
WORKMAN SECURITIES CORPORATION
January 5, 1995 - August 23, 1995
ABACUS INVESTMENTS, INC.
April 20, 1994 - February 16, 1995
WORKMAN SECURITIES CORPORATION
January 20, 1994 - January 23, 1995
JOHN HANCOCK DISTRIBUTORS LLC
July 14, 1992 - December 31, 1993
WOODBURY FINANCIAL SERVICES, INC.
November 18, 1985 - September 24, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: , 8-43645
Contact information
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 105,626,273 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
