David J. Schlesser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Schlesser, who also goes by Dave Schlesser, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2010 - January 8, 2014
THE O.N. EQUITY SALES COMPANY
July 12, 2006 - February 19, 2008
PARK AVENUE SECURITIES LLC
August 29, 2003 - August 10, 2006
PRINCIPAL SECURITIES, INC.
May 16, 2003 - August 10, 2006
PRINCIPAL SECURITIES, INC.
December 2, 1999 - May 14, 2003
NYLIFE SECURITIES LLC
July 16, 1996 - September 1, 1999
MSI FINANCIAL SERVICES, INC.
July 15, 1996 - September 1, 1999
METROPOLITAN LIFE INSURANCE COMPANY
February 12, 1992 - September 13, 1995
METROPOLITAN LIFE INSURANCE COMPANY
February 12, 1992 - September 13, 1995
MSI FINANCIAL SERVICES, INC.
January 27, 1986 - February 22, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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