Leigh P. Kinnamon

KINNAMON & ASSOCIATES LTD II

BARRINGTON, IL 60010

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CRD#: 1426736

Professional summary

Leigh Paul Kinnamon, who also goes by Leigh P Kinnamon, is a registered financial advisor currently at KINNAMON & ASSOCIATES LTD II located in Barrington, Illinois.

Leigh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Leigh has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leigh P Kinnamon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KINNAMON ACCOUNTING SVC - NOT INVESTMENT RELATED - ACCOUNTING & TAX PRACTICE - EMPLOYEE, DIRECTOR, STARTED 6/14/64 - MANAGING PARTNER - WORK 20 HRS/WK - PARTNER: BRET S. KINNAMON; 2) RECEIVE REFERRAL COMMISSIONS ON HEALTH INSURANCE, SINCE 01/1990, 1H/WEEK; 3) KINNAMON & ASSOCIATES, LTD II, RIA, SECRETARY, SINCE 03/1990, 30H/WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leigh Paul Kinnamon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 1997 - Present

KINNAMON & ASSOCIATES LTD II

Office #1: 217 N. Northwest Hwy., Barrington, IL 60010

RIA

CRD#: 106701

BARRINGTON, IL

Past

March 12, 2004 - October 31, 2024

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

BARRINGTON, IL

Past

December 21, 1989 - September 15, 2004

HOCHMAN & BAKER SECURITIES, INC.

CRD#: 19949

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/17/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/17/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/1989

General Securities Representative Examination

Current Firm

KINNAMON & ASSOCIATES LTD II

CRD#: 106701 / SEC#: 801-39071

RIA

Registered Investment Advisory firm - (2/22/2012 Terminated)

Illinois

Registered Investment Advisory firm - (2/8/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

217 N. Northwest Hwy, Barrington, IL 60010

Mailing Address

Phone number

(847) 381-1053

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	387
AUM (Assets Under Management)	$ 99,060,049

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leigh P. Kinnamon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leigh Paul Kinnamon's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINNAMON & ASSOCIATES LTD II

CETERA FINANCIAL SPECIALISTS LLC

HOCHMAN & BAKER SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/17/1990

SIE

Date: 10/1/2018

Series 7

Date: 12/16/1989

Current Firm

KINNAMON & ASSOCIATES LTD II

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KINNAMON & ASSOCIATES LTD II

TRUST BUT VERIFY

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