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LM

Luis A. Marino

SAVILE CAPITAL MARKETS
Sheridan, WY 82801
Some features on this profile are disabled
CRD#: 1426723
LM

Professional summary

Luis Alfonso Marino is a registered financial professional currently at SAVILE CAPITAL MARKETS LLC located in Sheridan, Wyoming.

Luis is registered as a RR (Registered Representative) and started their career in finance in 1985. Luis has worked at 7 firms and has passed the Series 63, Series 3, SIE, Series 7, Series 4, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Luis Alfonso Marino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 24, 2023 - Present

SAVILE CAPITAL MARKETS LLC

Office #1: 2 N. Main Street Suite 310, Sheridan, WY 82801
BD
CRD#: 316748
Sheridan, WY
Past

June 6, 2016 - November 23, 2020

UCAP AMERICAS

BD
CRD#: 173643
New York, NY
Past

June 21, 2012 - January 4, 2016

INVESTMENT PLACEMENT GROUP

BD
CRD#: 14458
SAN DIEGO, CA
Past

September 9, 2011 - June 1, 2012

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
NORWALK, CT
Past

August 11, 2009 - November 15, 2010

GENESIS SECURITIES, LLC

BD
CRD#: 46992
NEW YORK, NY
Past

November 8, 2004 - February 13, 2009

PALI CAPITAL, INC.

BD
CRD#: 117783
NEW YORK, NY
Past

August 11, 2004 - October 12, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

November 19, 1985 - October 12, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/4/2023)
RR
Florida
(8/3/2023)
RR
Wyoming
(5/9/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 1/3/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 2/24/2022
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/31/2017
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/18/2005
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 5/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

SC
SAVILE CAPITAL MARKETS LLC
SAVILE CAPITAL GROUP DBA | TRADE BRIDGE CAPITAL LLC | SAVILE CAPITAL MARKETS LLC | SAVILE CAPITAL MARKETS DBA

CRD#: 316748 / SEC#: , 8-70857

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
2 N. Main Street Suite 310, Sheridan, WY 82801
Mailing Address
2 N. Main Street Suite 310, Sheridan, WY 82801
Phone number
(307) 751-7122
Established
Wyoming since 08/16/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAVILE CAPITAL GROUP LLCMEMBER
MARINO, LUIS ALFONSOMANAGER, CEO & EXECUTIVE REP.1426723
WASITOWSKI, DAVID ALLANMANAGER, CCO, FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4187976

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAVILE CAPITAL MARKETS LLC

CRD#: 316748Sheridan, WY 82801

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