Matthew D. Abraham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew David Abraham was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1985. Matthew had worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 27, Series 4, Series 14, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2007 - December 12, 2013
CTC XS, LLC
August 23, 2006 - March 25, 2025
CTC, LLC
February 27, 2003 - July 31, 2006
WOLVERINE EXECUTION SERVICES, LLC
February 27, 2003 - July 31, 2006
WOLVERINE CAPITAL MARKETS LLC
January 30, 2003 - July 31, 2006
WOLVERINE TRADING, LLC
August 18, 1999 - January 17, 2003
ABN AMRO CLEARING USA LLC
April 19, 1995 - September 14, 1995
RODMAN & RENSHAW INC.
December 17, 1985 - May 20, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 12/23/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
CTC XS, LLC
CRD#: 139078 / SEC#: , 8-67188
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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