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SI

Susan Mary Ingraffia

CRD# 1426565·Registered 1986 - 2009
Previously Registered: Being a previously registered professional could mean that Susan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Susan Mary Ingraffia, who also goes by Susan Mary Kuzich, Susan Mary Ruzich, was a registered financial advisor. Susan was a previously registered financial professional and started their career in finance 1986 - 2009. Susan had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Susan Mary Kuzich, Susan Mary Ruzich

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

VISION INVESTMENT SERVICES, INC.·CRD# 46609
BD
Chicago, IL
May 2, 2006 - December 31, 2009
NORTHERN TRUST SECURITIES, INC.·CRD# 7927
BD
Chicago, IL
August 2, 1999 - May 5, 2021
HARRIS INVESTORS DIRECT, INC.·CRD# 17664
BD
Chicago, IL
July 9, 1987 - August 31, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
February 19, 1986 - July 1, 1987

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Current Firm

VI
VISION INVESTMENT SERVICES, INC.

VISION INVESTMENT SERVICES, INC.

CRD#: 46609 / SEC#: 8-51489
BD
Terminated by SEC on 12/31/2012

Contact Information

Established

Illinois since 09/01/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MB FINANCIAL BANK, N.A.OWNER—
FEIGER, MITCHELL SDIRECTOR4621669
LAVENDER, LYNN DEEDIRECTOR3199036
OSBORN, KEVIN ROBERTVP-CCO-CROP/SROP-FINOP2910571
SCALZITTI, KIMBERLY SUEPRESIDENT/CEO2081153
WILDMAN, BRIAN JAMESDIRECTOR—
YORK, JILL ELIZABETHDIRECTOR4621667

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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