Susan M. Ingraffia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Mary Ingraffia, who also goes by Susan Mary Kuzich, Susan Mary Ruzich, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1986. Susan had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2006 - December 31, 2009
VISION INVESTMENT SERVICES, INC.
August 2, 1999 - May 5, 2021
NORTHERN TRUST SECURITIES, INC.
July 9, 1987 - August 31, 1999
HARRIS INVESTORS DIRECT, INC.
February 19, 1986 - July 1, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
VISION INVESTMENT SERVICES, INC.
CRD#: 46609 / SEC#: , 8-51489
Contact information
Documents
Direct owners and executive officers
Red Flags
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