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Daniel V. Calandrillo

Some features on this profile are disabled
CRD#: 1426248
DC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Vincent Calandrillo was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1986. Daniel had worked at 18 firms and has passed the Series 63, SIE, Series 55, Series 25 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 2, 2015 - May 31, 2016

PENSERRA SECURITIES, LLC

BD
CRD#: 145994
NEW YORK, NY
Past

August 21, 2013 - January 30, 2015

TELSEY ADVISORY GROUP LLC

BD
CRD#: 148234
NEW YORK, NY
Past

August 22, 2012 - May 6, 2013

CV BROKERAGE, INC

BD
CRD#: 462
WILLIAMSTOWN, NJ
Past

June 1, 2011 - August 21, 2012

JACKSON SECURITIES LLC

BD
CRD#: 19897
RED BANK, NJ
Past

July 26, 2010 - November 26, 2010

RAYMOND C. FORBES & CO., INC.

BD
CRD#: 33090
NEW YORK, NY
Past

July 1, 2009 - July 26, 2010

IRC SECURITIES LLC

BD
CRD#: 150022
NEW YORK, NY
Past

October 15, 2008 - July 15, 2009

IRC SECURITIES

BD
CRD#: 16049
NEW YORK, NY
Past

June 12, 2008 - July 26, 2010

LIGHTHOUSE FINANCIAL GROUP, LLC

BD
CRD#: 103734
NEW YORK, NY
Past

March 1, 2005 - June 6, 2008

PULSE TRADING, INC.

BD
CRD#: 104022
NEW YORK, NY
Past

May 31, 2002 - February 28, 2005

KV EXECUTION SERVICES LLC

BD
CRD#: 42093
NEW YORK, NY
Past

December 21, 2001 - April 22, 2002

GGET, LLC.

BD
CRD#: 107899
GREENWICH, CT
Past

November 15, 2000 - January 4, 2002

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
NEW YORK, NY
Past

April 2, 1996 - November 10, 2000

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
NEW YORK, NY
Past

February 8, 1996 - March 13, 1996

WEEDEN & CO.L.P.

BD
CRD#: 16835
GREENWICH, CT
Past

September 8, 1992 - October 24, 1995

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY
Past

August 16, 1991 - September 9, 1992

FUNDAMENTAL BROKERS

BD
CRD#: 28197
Past

April 5, 1991 - August 6, 1991

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY
Past

March 30, 1987 - October 20, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

June 11, 1986 - March 20, 1987

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/10/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/31/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 7/27/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 25
Date: 2/20/2003
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/1985
General Securities Representative Examination

Current Firm

PS
PENSERRA SECURITIES, LLC
PENSERRA SECURITIES | PENSERRA SECURITIES, LLC

CRD#: 145994 / SEC#: , 8-67773

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
4 Orinda Way Suite 100-a, Orinda, CA 94563
Mailing Address
4 Orinda Way Suite 100-a, Orinda, CA 94563
Phone number
(646) 459-0581
Established
New York since 02/27/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PENSERRA FINANCIAL VENTURES LLCHOLDING COMPANY / MEMBER
CASTELLI, ANTHONY NMNCOO4409925
GEIGER, LEE WILSONFINOP1552293
JOSEPH, ELOIS L'KEKSHACCO5449352
MADRIGAL, JORGE NMNPRESIDENT & CEO / MEMBER3204950

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PENSERRA SECURITIES, LLC

CRD#: 145994

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