Robert Scott

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CRD#: 1426073

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Scott, who also goes by Robert Gray Scott, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 53 exams.

Biography

A seasoned professional, Bob served as CEO of North American Management Corp from 2008 - 2021. He brings deep capital markets, investment management, and institutional-level executive management experience to his role at Wealth Enhancement Group and enjoys working with clients on a variety of investment and trust-related matters. Prior to joining North American Management, he was a founding member of Two funds of hedge funds, Holyoke Partners LLC and WST Partners. Before that, he held executive management positions at BankBoston and senior corporate positions at Lehman Brothers and Merrill Lynch.

He is a trustee of the Massachusetts Eye and Ear Infirmary and of the Endowment of the YMCA of the North Shore, and a graduate of Harvard College. When not in the office, he enjoys bicycling and spending time on boats around Boston’s North Shore, on Buzzard’s Bay and in Florida, and traveling with his wife and two (now grown) daughters.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Gray Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Trustee, YMCA of the North Shore, Beverly, MA. Investment-related. 1 hour per month, 0 hours during trading. Personal Trustee, 8 family trusts. Investment-related. 2 hours per month, 1 hour during trading. Personal Trustee, 9 non-family trusts. Investment-related. 2 hours per month, 1 hour during trading.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 25, 2022 - July 3, 2024

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

BOCA GRANDE, FL

Past

July 20, 1998 - November 24, 1999

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

May 31, 1996 - May 13, 1997

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 7, 1993 - June 11, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/3/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/2/1994

Municipal Securities Principal Examination

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

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Contact information

Main Address

505 N Highway 169 Suite 900, Plymouth, MN 55441

Mailing Address

Phone number

(763) 417-1700

Established

Firm type

Fiscal year end

# of Employees

1,230

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEAS ADV PART 2A APPENDIX 1 (10/13/2025)

WEAS ADV PART 2A (10/13/2025)

Regulatory assets under management

Total Number of Accounts	186,400
AUM (Assets Under Management)	$ 94,632,028,506

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
03/05/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

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Contact information

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Robert Scott

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ROBERTSON STEPHENS, INC.

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2021

Series 63

Date: 10/15/1993

Series 7

Date: 9/3/1993

Series 53

Date: 9/2/1994

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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