Peter J. Losardo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Joseph Losardo, who also goes by Peter Joseph Losarde, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2017 - June 17, 2025
LPS CAPITAL LLC
July 11, 2016 - September 5, 2017
WHITAKER SECURITIES LLC
October 3, 2014 - July 12, 2016
LPS CAPITAL LLC
July 6, 2006 - July 10, 2014
BGC FINANCIAL, L.P.
November 1, 2002 - June 12, 2006
GFI SECURITIES LLC
October 16, 2000 - November 6, 2002
CHAPDELAINE CORPORATE SECURITIES & CO
July 29, 1999 - April 28, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
April 26, 1990 - October 12, 2000
ICAP SECURITIES USA LLC
July 25, 1987 - October 19, 1989
TULLETT & TOKYO SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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