William Warren Bell
CFP®Professional Summary
William Warren Bell, CFP® is a registered financial advisor currently at RCA ADVISORY SERVICES located in Midland, Texas and CALTON & ASSOCIATES, INC. located in Midland, Texas. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. William has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 3, Series 7, Series 9, Series 10...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Investment Planning
- Estate Planning
- Insurance Planning
Other Aliases
There are no additional aliases reported.
Similar Advisors
MONEY CONCEPTS CAPITAL CORP
SOUTH BAY FINANCIAL PARTNERS
TTBD, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MONEY CONCEPTS CAPITAL CORP
SOUTH BAY FINANCIAL PARTNERS
TTBD, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
MONEY CONCEPTS CAPITAL CORP
SOUTH BAY FINANCIAL PARTNERS
TTBD, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MONEY CONCEPTS CAPITAL CORP
SOUTH BAY FINANCIAL PARTNERS
TTBD, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Credentials
Years of Experience
41 years in the financial services industry
Current & Past Employments
Similar Advisors
MONEY CONCEPTS CAPITAL CORP
SOUTH BAY FINANCIAL PARTNERS
TTBD, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
RCA ADVISORY SERVICES | RCA ADVISORY SERVICES, LLC
Contact Information
Main Address
1031 Andrews Highway, Ste. 204, Midland, TX 79701Phone Number
(432) 695-6233# of Employees
2Documents
Similar Advisors
MONEY CONCEPTS CAPITAL CORP
SOUTH BAY FINANCIAL PARTNERS
TTBD, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
MONEY CONCEPTS CAPITAL CORP
SOUTH BAY FINANCIAL PARTNERS
TTBD, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(10/8/2024)
(7/9/2025)
(6/30/2023)
(6/30/2023)
(6/30/2023)
(7/6/2016)
(6/30/2023)
(1/7/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed May 1988Series 5 — Interest Rate Options Examination
Passed May 1988Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1994SRO Registrations
Similar Advisors
MONEY CONCEPTS CAPITAL CORP
SOUTH BAY FINANCIAL PARTNERS
TTBD, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view William Warren Bell's CRS (Customer Relationship Summary).
Services Offered by William
- Retirement Planning
- Investment Planning
- Estate Planning
- Insurance Planning
Similar Advisors
MONEY CONCEPTS CAPITAL CORP
SOUTH BAY FINANCIAL PARTNERS
TTBD, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
