Paul F. Vattiato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Francis Vattiato JR, who also goes by Paul F Vattiat Jr, Paul F Vattiat, Paul Francis Vattiat Jr, Paul Francis Vattiato Jr Jr, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1985. Paul had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2009 - March 29, 2016
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
November 6, 2009 - October 7, 2014
CAPITAL GUARDIAN, LLC
June 1, 2009 - December 1, 2009
MORGAN STANLEY
June 1, 2009 - December 1, 2009
MORGAN STANLEY
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 6, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
November 17, 1988 - August 22, 1991
INVESTACORP, INC.
November 22, 1985 - December 14, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
CRD#: 131631 / SEC#: 801-63969
Contact information
Red Flags
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