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Jay Bruce Glasser

CRD# 1425656·Registered 1986 - 2016
Previously Registered: Being a previously registered professional could mean that Jay is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jay Bruce Glasser, who also goes by Jay B Glasser, was a registered financial advisor. Jay was a previously registered financial professional and started their career in finance 1986 - 2016. Jay had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jay B Glasser

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

NORFOLK MARKETS, LLC·CRD# 103797
BD
New York, NY
January 27, 2016 - April 15, 2016
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
June 21, 2010 - December 17, 2014
TD SECURITIES (USA) LLC·CRD# 18476
BD
New York, NY
March 14, 2001 - May 8, 2002
HARRIS NESBITT CORP.·CRD# 7299
BD
Chicago, IL
June 30, 1999 - March 9, 2001
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
February 2, 1998 - October 7, 1998
YAMAICHI INTERNATIONAL (AMERICA) INC.·CRD# 909
BD
New York, NY
March 16, 1992 - November 5, 1996
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
New York, NY
October 9, 1991 - February 6, 1992
OPPENHEIMER GOVERNMENT SECURITIES, INC.·CRD# 19715
BD
July 25, 1987 - October 9, 1989
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
September 22, 1986 - June 29, 1990
CITICORP SECURITIES, INC.·CRD# 7474
BD
May 8, 1986 - July 14, 1986

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Current Firm

NM
NORFOLK MARKETS, LLC

NORFOLK MARKETS, LLC

CRD#: 103797 / SEC#: 8-52306
BD
Terminated by SEC on 01/28/2023

Contact Information

Established

Delaware since 05/04/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
GRANTVILLE BD HOLDINGS, LLCOWNER—
NORFOLK MANAGEMENT GROUP, LLCMEMBER—
FINNEN, KENNETH ARTHURCHIEF COMPLIANCE OFFICER1974997
ROMERO, MONIQUE VICTORIAFINOP6712654
ROTOLO, JONATHAN PETERCOO4789320
ROTOLO, TIMOTHY JAMESCEO5161774

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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