Jay B. Glasser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Bruce Glasser, who also goes by Jay B Glasser, was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1986. Jay had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2016 - April 15, 2016
NORFOLK MARKETS, LLC
June 21, 2010 - December 17, 2014
NOMURA SECURITIES INTERNATIONAL, INC.
March 14, 2001 - May 8, 2002
TD SECURITIES (USA) LLC
June 30, 1999 - March 9, 2001
HARRIS NESBITT CORP.
February 2, 1998 - October 7, 1998
BARCLAYS CAPITAL INC.
March 16, 1992 - November 5, 1996
YAMAICHI INTERNATIONAL (AMERICA) INC.
October 9, 1991 - February 6, 1992
BNP PARIBAS SECURITIES CORP.
July 25, 1987 - October 9, 1989
OPPENHEIMER GOVERNMENT SECURITIES, INC.
September 22, 1986 - June 29, 1990
CIBC WORLD MARKETS CORP.
May 8, 1986 - July 14, 1986
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORFOLK MARKETS, LLC
CRD#: 103797 / SEC#: , 8-52306
Contact information
FINRA licenses (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
