Jeffrey S. Greenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Stuart Greenberg was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1986. Jeffrey had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2017 - January 15, 2020
IC ADVISORY SERVICES, INC.
May 2, 2017 - January 15, 2020
THE INVESTMENT CENTER, INC.
December 12, 2014 - May 2, 2017
GLOBAL RETIREMENT PARTNERS LLC
November 30, 2010 - May 16, 2017
LPL FINANCIAL LLC
November 30, 2010 - May 16, 2017
LPL FINANCIAL LLC
May 2, 2008 - November 30, 2010
NRP ADVISORS, INC.
April 25, 2008 - November 30, 2010
NRP FINANCIAL, INC.
April 14, 2008 - May 22, 2008
ADVANTAGE CAPITAL CORPORATION
August 19, 1998 - May 22, 2008
ADVANTAGE CAPITAL CORPORATION
April 19, 1994 - August 20, 1998
GKN SECURITIES CORP.
January 21, 1986 - February 3, 1994
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
