Mark Mc Crocklin
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CRD#: 1425634
Mark Mc Crocklin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Mc Crocklin, CFP®, ChFC®, CLU®, who also goes by Mark Mccrocklin, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1985. Mark had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
At a Glance
500–1,000 clients
Services Offered
Risk Management & Insurance
Financial Planning
Retirement Planning
Aliases
Mark Mccrocklin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Real Estate Ownership; Beach front condo used for vacation and rental property; 29576 Perdido Beach Blvd, , Orange Beach, AL, 36561; Not Investment-Related; 11/01/2012 / Beach front condo used for vacation and rental property; 27100 Perdido Beach Blvd. Orange Beach, AL, , Orange Beach , AL, 36561; Not Investment-Related; 04/01/2010 / Commercial; 738 N Ashley Ridge Loop, , Shreveport, LA, 71106; Not Investment-Related; 08/01/2005 / Beach front condo used for vacation and rental property. ; 24230 Perdido Beach Blvd, Unit 1708, Orange Beach, AL, 36561; Not Investment-Related; 12/10/2024. Business Ownership; IRNWD, LLC; Management of Irnwd, LLC; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members.; 738 N. Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 04/01/2023; 60 hours per month; 60 during trading hours / French Compass LLC ? EIN# [REDACTED]; Facilitating client relationships, transacting sales for our practice, and to lead our practice.; Financial Services; 738 North Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 06/30/2022; 60 hours per month; 60 during trading hours / Murphy & McCrocklin, LLC; Co-owner; limited liability corporation; 738 N. Ashley Ridge Loop, , Shreveport, LA, 71106; Not Investment-Related; 03/24/2004; 1 to 9 hours per month; 1 to 9 during trading hours / E P M Interest, LLC; Oversee LLC operations; Business owns land used for timber and beekeeping. ; 1931 Copper Lily Lane, , Shreveport, LA, 71106; Not Investment-Related; 02/25/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Shreveport Opera; Board Member, Executive Committee; 6969 Fern Loop, Suite 206, Shreveport, LA, 71105; Not Investment-Related; 03/22/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; French Compass LLC ? EIN# [REDACTED]; Managing Partner - Facilitating client relationships, transacting sales for our practice, and leading our practice.; ; 738 North Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 06/30/2022; 60 hours per month; 60 during trading hours / IRNWD, LLC; President - Management of LLC; ; 738 N. Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 04/01/2023; 60 hours per month; 60 during trading hours.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Past
October 3, 2006 - November 5, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SHREVEPORT, LA
Past
December 23, 1985 - November 5, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SHREVEPORT, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AMERIPRISE FINANCIAL SERVICES, LLC
AMERICAN EXPRESS FINANCIAL ADVISORS INC. | IDS MARKETING CORPORATION | COMERICA FINANCIAL ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC. | AMERIPRISE FINANCIAL SERVICES, LLC | AMERIPRISE FINANCIAL SERVICES, INC. | AMERICAN EXPRESS FINANCIAL ADVISORS, INC.
CRD#: 6363 / SEC#: 801-28543, 8-16791
RIA
Registered Investment Advisory firm - SEC (12/5/1986 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AMERIPRISE FINANCIAL SERVICES, LLC
AMERICAN EXPRESS FINANCIAL ADVISORS INC. | IDS MARKETING CORPORATION | COMERICA FINANCIAL ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC. | AMERIPRISE FINANCIAL SERVICES, LLC | AMERIPRISE FINANCIAL SERVICES, INC. | AMERICAN EXPRESS FINANCIAL ADVISORS, INC.
CRD#: 6363 / SEC#: 801-28543, 8-16791
RIA
Registered Investment Advisory firm - SEC (12/5/1986 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
9013rd Avenue South, Minneapolis, MN 55402
Mailing Address
5221 Ameriprise Financial Center, Minneapolis, MN 55474
Phone number
(612) 671-3131
Established
Delaware since 06/14/1971
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
14,000
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| DOREN, MITCHELL DAVID | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | 2129844 |
| FLEMING, JOSEPH DANIEL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2093776 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| O'CONNELL, PATRICK HUGH | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | 2246285 |
| SWEENEY, JOSEPH EDWARD | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 4668713 |
| WILLIAMS, WILLIAM JERRYL | EXECUTIVE VICE PRESIDENT- AMERIPRISE FINANCIAL GROUP & AMERIPRISE ADVISOR CENTER | 1954117 |
Regulatory assets under management
| Total Number of Accounts | 2,281,153 |
| AUM (Assets Under Management) | $ 564,622,896,919 |
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 103 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2025 | ||
| 09/23/2024 | ||
| 10/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERIPRISE FINANCIAL SERVICES, LLC
Private Wealth AdvisorCRD#: 6363TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
