Anthony Azrak

FRESH LAKE WEALTH MANAGEMENT LLC

Boynton Beach, FL

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CRD#: 1425619

Professional summary

Anthony Azrak, who also goes by Anthony G Azrak, Anthony George Azrak, is a registered financial advisor currently at FRESH LAKE WEALTH MANAGEMENT LLC located in Boynton Beach, Florida.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Anthony has worked at 13 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony G Azrak | Anthony George Azrak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ANTHONY AZRAK IS THE MANAGING MEMBER OF ANNIE'S TRANSPORTATION LLC, A TRANSPORTATION COMPANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Azrak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2012 - Present

FRESH LAKE WEALTH MANAGEMENT LLC

RIA

CRD#: 161365

Boynton Beach, FL

Past

August 31, 2010 - October 20, 2011

MORGAN STANLEY

RIA

CRD#: 14408

NEW YORK, NY

Past

November 19, 1985 - December 13, 1990

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/24/2012)

IAR

New York
(10/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 10/26/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/22/1999

Registered Options Principal Examination

Current Firm

FRESH LAKE WEALTH MANAGEMENT LLC

CRD#: 161365 / SEC#:

Florida

Registered Investment Advisory firm - (4/24/2012 Approved)

New York

Registered Investment Advisory firm - (1/31/2013 Approved)

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Contact information

Main Address

Boynton Beach, FL

Mailing Address

Phone number

(914) 441-6815

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 740,780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony Azrak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Azrak's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

ACCESS SECURITIES, LLC

TULLETT PREBON FINANCIAL SERVICES LLC

MORGAN STANLEY & CO. LLC

TULLETT PREBON FINANCIAL SERVICES LLC

AVALON RESEARCH GROUP, INC.

TRIBECA INVESTMENTS, L.L.C.

UBS SECURITIES LLC

KNIGHT CAPITAL AMERICAS, L.P.

KNIGHT CAPITAL MARKETS LLC

PRUDENTIAL EQUITY GROUP, LLC

REUTERS C CORPORATION

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2010

Series 63

Date: 1/13/1986

Series 55

Date: 10/26/1998

Series 7

Date: 11/16/1985

Series 24

Date: 9/29/2000

Series 4

Date: 9/22/1999

Current Firm

FRESH LAKE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FRESH LAKE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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